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KYC Analyst Consultant/Quality Assurance

New York, NY
Intermedia Group has an opening for the following Consultant:

TITLE: KYC Analyst

LOCATION: Midtown Manhattan

TYPE: contract

 
DURATION 3-6 months +
 
 
SUMMARY:
For the CoDA-BSA/AML Compliance Group 


Perform quality assurance reviews of:
  1. complete KYC Files; 
  2. alerts, investigations and SAR filings (“FIU”); and 
  3. OFAC hits referred to the HotScan Investigation Queue of the OFAC Compliance Unit. 
     
  • Select files for QA review, using an appropriate sampling methodology and perform KYC, FIU and OFAC reviews in a timely manner and document the results, in the Quality Assurance database and in the related weekly and monthly QA unit-feedback reports (for FIU and OFAC respectively). As part of the review, use independent judgment to assess whether or not KYC, FIU or OFAC files meet, or fail to meet, CoDA's standards on completeness, content accuracy etc. Follow-up on those QA files that do not “pass,” and are returned to the business line or FIU or OFAC units for remedial work. 
     
  • Prepare the monthly summary reports of KYC/FIU/OFAC Quality Review Activities to be reported to the VP, BSA/AML Compliance, BLCO Coordinator, Compliance Manager or his designate and the Compliance Committee, 
     
  • Provide back-up for certain responsibilities (e.g. PEP, Foreign Bank Certification and Wolfsberg Questionnaire Tracking processes) of the Associate, Risk Management in her absence and perform other duties that may be assigned by the VP, BSA/AML/OFAC Risk Management and the Associate, Risk Management. 
     
Experience/Abilities:
  • 1 to 5 years of general or compliance auditing experience.
  • General understanding of BSA/AML/OFAC regulations.
  • Ability to work with minimal supervision, well organized with strong attention to detail, and strong analytical and written communication skills. 
 
Education:
  • BA/BS degree required or equivalent work experience.
  • Certified Internal Auditor or other related professional certification preferred
 
 
If you are interested and qualified for the above position, please respond with the following:
-       Full MS WORD Resume
-       Current and required compensation
-       Current contact information
-       Availability
 
Upon receipt of your resume, one of our Recruiting Managers will contact you to discuss the position in full detail.
 
Christopher Kaufman
​​​​​​​​​​​​​​Intermedia Group
​​​​​​​Chris@intermediagroup.com  
Corporate Web Site: www.intermediagroup.com
 
 
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