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AML (Anti Money Laundering) / KYC (Know Your Customer) Analyst

New York, NY

TITLE: AML (Anti Money Laundering) / KYC (Know Your Customer) Analyst
Duration: Approximately 9 mos. engagement
Location: New York City
Salary range: $20/hour top end (no benefits) or ($35,000 + benefits)
 
The AML KYC unit within the Account Administration department is responsible for conducting due diligence (CDD-Customer Due Diligence, EDD- Enhanced Due Diligence and SEDD-Special Enhanced Due Diligence, as applicable) on all applicants and existing participants of the firms and subsidiaries, as required by internal AA AML KYC desktop procedures and AML policy and AML program.
·         Interacting with the applicant/participant with the purpose of obtaining all required KYC information and documentation prior to account opening (for applicants) and during the CID refresh or an AML risk review (for participants)
·         Collecting all required CIP and KYC documents and organizing the KYC files for applicants or participants
·         Forwarding KYC related documents to OCRC (Compliance), Risk and Relationship Management for further analysis and/or review when required
·         Conducting due diligence screenings (using systems and databases such as: World Check, MIS-Macdonald Information System, Lexis Nexis, WebCRD, FINRA and other regulatory websites) and escalating the results of the screenings to OCRC (Compliance), Relationship Management and Risk, as required by existing procedures
·         Documenting the results of the due diligence screenings in alert memos or due diligence forms, as required by existing procedures and following OCRC’s guidance related to the findings
·         Tracking and escalating via alert memos senior public figures identified through the due diligence screenings
·         Performing manual AML Risk ratings
 
Experience: 1 – 2 years of experience in an AML/KYC analyst (or equivalent) role, preferably in a bank or broker dealer environment
Skills:
·         Excellent organizational and communications skils (written and oral)
·         Excellent PC skills (especially Excel)
·         Strong analytical and research skills
·         Strong attention to detail
·         Education: college degree required
 
If you are interested in pursuing this opportunity, Please respond back and include the following:

> Full MS WORD Resume
> Current and required compensation
> Current contact information
> Availability to start a new contract position

 
Christopher Kaufman
​​​​​​​​​​​​​​Intermedia Group
​​​​​​​Chris@intermediagroup.com  
Corporate Web Site: www.intermediagroup.com
 
Mervin Hernandez | Recruiter
mhernandez@intermediagroup.com
Intermedia Group Inc. | New York, NY
Main: (212) 248-0100
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